Expert Insight. Unbiased Perspective.
Experienced trial attorneys and sophisticated clients know that an expert witness can make, or break, a case. We believe that an experienced expert witness who is knowledgeable, credible, articulate and persuasive can be highly instrumental in the outcome of the case.
Barrington Financial Consulting Group provides litigation support services that offer clarity, industry expertise and testimony for financial disputes. We offer consulting services for law firms, federal and state regulatory agencies, and public defenders in matters involving securities and insurance.
We advise counsel on both civil and criminal matters and assist with comprehensive investigations. Our services help to prepare our clients for matters concerning the SEC, FINRA, National Futures Association, the DOJ, and State Securities & Insurance Regulators.
Organizations are faced with an ever increasing amount of litigation and complex business disputes. To prevail in this environment, it requires skill and ability supported by dispute consulting experts providing meaningful analysis and insight. Our consultants get to the heart of the matter to uncover the substantive facts of each case.
TESTIMONY & REPORTS
SECURITIES & INSURANCE LITIGATION CONSULTING
Our Securities & Insurance Consultants Uncover Substantive Facts Through:
In-depth financial knowledge and experience
Analyzing accounting and other records, compiling and managing databases, and retrieving and preserving electronic evidence to support civil and criminal trials
Quantifying damages via rigorous analytical examinations of liability, and damage issues, valuations of equities, futures, commodities, debt instruments, and options
Identifying the strengths and weaknesses of the case
Communicating facts succinctly and accurately
All investigations are in compliance with the Fair Credit Reporting Act, the Gramm–Leach–Bliley Act, as well as Local, State, and Federal privacy laws.
Mr. Carroll has over 25 years of experience in the areas of broker-dealer compliance obligations, investment banking, capital raising strategies, mergers and acquisitions.
Mr. Besnoff's experience spans over 30 years with expertise concerning investment advisers, supervision, financial planning, fiduciary duty and broker-dealer suitability.
Mr. Rosenthal possesses expertise related to damages, portfolio analysis, investment performance, quantitative techniques, risk analysis, and hypothetical studies.
Mr. Loveland is a nationally recognized author, attorney, consultant and teacher within the fields of investments and securities, and fiduciary matters.
Mr. Auslander is a testifying Expert with over two decades of experience in the valuation of corporate bonds and assessing risk management for credit, margin, operations, and liquidity.
With nearly 40 years of industry experience, Mr. Lawson specializes in the FINRA Arbitration process and serves as a FINRA Chair, Expert Witness and Litigation Consultant.
With over 30 years of experience, Mr. Cambell possesses special expertise in due diligence, risk analysis, portfolio management, and the CFP® Standard of Care.
Mr. Harman has over 30 years of experience, 25 of which were served with the FBI. He specializes in matters involving financial fraud, internal investigations & forensic accounting.
Mr. Carlson has over 30 years of experience in the financial services industry with special expertise in stock options, futures contracts, order execution, and market data systems.
Barclay Leib, CFE, CAIA is an accomplished expert witness for a variety of investments including hedge funds, venture capital, private equity, alternative direct lending.
Mr. Garber has over 30 years of experience with 401(k) plans, investment management, fiduciary duty & financial planning as an IAR and Registered Representative.
As an expert in volatility securities, options, statistical arbitrage, quantitative finance, and derivatives & swaps trading, Mr. de Quillacq yields over 20 years of experience.
As an economic sanctions/financial crime adviser with extensive public and private sector experience Ms. Rice specializes in financial crimes and compliance consulting.
Mr. Dirks has over 30 years of experience with special expertise in the areas of investment management, corporate accounting fraud, and hedge fund damage calculations.
Mr. Mumford, a CPA and CFE, has practiced as a forensic accountant for 33 years; investigating and clarifying the facts of complex financial allegations and disputes.
FINRA & SEC Rules & Regulations
Breach of Fiduciary Duty
Stocks, Bonds, & Options
Disclosures & Misrepresentations
Omission of Facts / Rule 10b-5
Financial Institution Negligence
Broker & Investment Adviser Disputes
Concentration of Investments
Private Placements / Reg D
Failure to Supervise
Leveraged & Inverse ETFs
Annuities & Life Insurance
Expert Testimony & Consulting for Cases Involving:
For general inquiries or complimentary case analysis, please use our contact form:
Barrington Financial Consulting Group, Inc.
3800 American Boulevard West
Bloomington, MN 55431
Local: (952) 835-1000
Toll Free: (800) 741-0704