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Risk Management & Margin
Expert Witness

Brokerage Margin Expert Witness| Risk Management Expert Witness | Options Operations Expert Witness

Andrew Auslander | Risk Management & Margin Expert Witness

Andrew Auslander, CFA, FRM

Andrew Auslander is an experienced testifying Expert who has more than two decades of experience in Finance and Risk Management with global financial institutions. He is an expert in the valuation of corporate bonds and loans. He has extensive market, credit, model, operational, and liquidity risk management experience. He has deep experience implementing risk identification, assessment, advisory, and reporting at global financial institutions.

Mr. Auslander has set up global enterprise risk management frameworks, implemented policy governance and conducted AML/BSA risk assessments. He developed the business requirement documents and managed the implementation of new suitability and performance reporting systems.


As the market risk manager for the credit desks at a global investment bank, he approved new products and built out and monitored all market and liquidity risk metrics. He also implemented the interagency guidelines for liquidity (SR 10-6) and supervisory guidance on model risk (SR 11-7). He was the head of repo trading for international banks where he managed customer credit risk, interest rate risk, and funding risk. He has negotiated hundreds of Global Master Repurchase Agreements, Global Master Securities Lending Agreements, ISDA Master Agreements, and Credit Support Annexes. As the head of risk management at an $11 billion private bank, he approved $1 billion of credit lines and structured notes that were sold to clients. He was recently retained as an expert witness in an arbitration involving the valuation of emerging market bonds and loans in the London Court of International Arbitration.


Mr. Auslander has held FINRA series 7, 24, and 63 licenses. He holds an M.S. in Computer Science and attended the Masters-level Finance program at New York University’s Stern School of Business. He is a certified Financial Risk Manager (FRM) and a Chartered Financial Analyst (CFA).

Andrew Auslander is retained as a
Consultant & Expert Witness for the following:

Securities and Financial Services Litigation & Consulting

  • Securities Industry Practice and Standards

  • Options Operations

  • Retail Securities

  • Risk-based Margin

  • Risk Governance

  • Institutional Securities

AML & Financial Crimes

  • Third Party Risk Management

  • Fraud & Risk Management

Modern Office Building

For general inquiries or a complimentary case analysis by Mr. Auslander, please use our contact form:

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