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FINRA Proposal to Modernize Rule 2210 for Social Media and AI Challenges

Pump-and-dump schemes, market manipulation

FINRA proposes modernizing Rule 2210 to address social media and AI communication challenges, replacing prescriptive pre-use approval with risk-based standards, streamlining filing requirements, and clarifying supervision of retail communications. The changes aim to balance innovation, efficiency, and investor protection, allowing firms to tailor procedures based on communication risk factors and technological advances.



 
 
 

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